Periodic and Current Reporting to the SEC: Forms 10-K,
10-Q and 8-K
An in-depth study of the specific informational
requirements needed to prepare the basic Exchange Act
reporting forms that all registrants must file, together
with routine proxy filings and the related Annual Report
Designed for: Those in the practice of public
accounting, who are either auditing or advising SEC
registrants, or those who are working for SEC
registrants, with external reporting responsibilities.
Objective: To study in depth the specific filing
requirements of the most basic periodic and current
Exchange Act Reports, including routine proxies and
Annual Reports to Shareholders.
Highlights: Procedural (including accelerated
filing) rules, fore-part and financial statement
requirements for Forms 10-K and 10-Q, Form
8-K historical and pro-forma financial statement as well
as informational requirements, including recent
amendments thereto, rules and regulations for proxy
filings and related Annual Reports to Shareholders,
all with current examples.
Course Level: Intermediate
Prerequisite: An introductory-level course to
SEC reporting or the equivalent.